Where is the soul of libertarianism?

 

Matt Zwolinski and John Tomasi have contributed an excellent history of libertarian ideas in their recently published book, The Individualists. The question I pose for myself is related to the subtitle of the book: “Radicals, Reactionaries, and the Struggle for the Soul of Libertarianism”.

The reason Zwolinski and Tomasi refer to individualists rather than to libertarians in the main title is presumably because they believe that a commitment to “individualism is at the core of libertarianism”. They also note that many of the most intellectually active friends of liberty in Britain were known as individualists before the term libertarian caught on.

Synopsis

The authors spend some time discussing who is, or isn’t, a libertarian. They note that “libertarian” has been used in both a strict sense, to refer specifically to those who see liberty as a moral absolute, and in a broad sense, to include classical liberals who view liberty as a strong presumption. The book discusses the views of contemporary classical liberals, such as Friedrich Hayek and Milton Friedman, as well as those of “strict libertarians”, but doesn’t devote much attention to historical classical liberalism.

Zwolinski and Tomasi identify six markers which form the core of a libertarian world view: private property, skepticism of authority, free markets, spontaneous order, individualism, and negative liberty. They observe that while libertarians don’t necessarily view those principles as absolutes, they typically see them “as a tightly integrated system of thought, with each commitment being supported by, and lending support to, the others”.

After providing a historical overview, the book discusses the history of radical and reactionary libertarian ideas relating to private property, libertarian anarchism, big business and free markets, poverty and spontaneous order, racial justice and individualism, and global justice and noninterventionism. Much of this information was familiar but I was surprised about how much was new to me.

Zwolinski and Tomasi’s final chapter focuses largely on the battle between bleeding heart libertarians, left libertarians and paleolibertarians for control of the libertarian party in the United States. The authors conclude that libertarianism is “intrinsically a diverse ideology”, and that “the struggle between libertarianism’s progressive and conservative tendencies, a struggle for the soul of libertarianism, is likely to go on”.

That may be an appropriate way to end a history of ideas directed to an audience composed largely of people who live in the USA. As a person who doesn’t fit into that category, however, I am concerned that describing differences of opinion as “a struggle for the soul of libertarianism” may generate more heat than light. As I see it, libertarians should be encouraged to acknowledge good ideas whether they are espoused by conservative or progressive libertarians. I would have preferred to see the book end by acknowledging that libertarians are engaged in an ongoing struggle against authoritarianism as people on opposing sides of the culture wars seek to enlist the coercive powers of the state to pursue their interests.

More fundamentally, the struggle the authors describe - about which set of political prescriptions will come to be most closely identified with the ideology – seems to me to be conducted without much reference to the soul, or essence, of libertarianism. The book left me wanting to promote the view that the soul, or essence, of libertarianism stems from the nature of human flourishing. Zwolinski and Tomasi may have good reasons for not exploring that idea more fully in their book, but it seems to me to be an idea that deserves to be given more attention.

The soul of libertarianism

In my view, the passage from Wilhelm von Humboldt quoted at the beginning of this review comes close to capturing the soul of libertarianism. Liberty is the best principle for the coexistence of humans because it offers conditions most favourable to self-directed individual flourishing.

Humboldt’s contributions influenced John Stuart Mill in writing On Liberty. They were also acknowledged by Friedrich Hayek in the conclusion of the chapter of The Constitution of Liberty discussing education and research:

“And we cannot think of better words to conclude than those of Wilhelm von Humboldt which a hundred years ago John Stuart Mill put in front of his essay On Liberty: ‘The grand, the leading principle, towards which every argument unfolded in these pages directly converges, is the absolute and essential importance of human development in its richest diversity’.”

Readers who are eager to know more about Humboldt will find an online article by George H Smith published on libertarianism.org to be of interest.

The discussion of egoism in The Individualists is relevant to considering the link between liberty and individual flourishing. Zwolinski and Tomasi note that in the 19^th century American libertarians, such as Benjamin Tucker, were influenced by Max Stirner, a German theorist, who held that the only standard or right was the ability to transform one’s will into action. That view is in stark contrast to the ethical egoism advocated by Ayn Rand and her followers during the 20^th century. Rand denied that might makes right and argued that egoism is compatible with recognition of universal natural rights.

The link between liberty and individual flourishing is recognized today in the writings of some classical liberal and libertarian authors. Doug Rasmussen and Doug Den Uyl deserve special mention because they have developed related ideas rigorously in their trilogy of books: Norms of Liberty, The Perfectionist Turn, and The Realist Turn.

Readers looking for a non-technical introduction to these ideas may find relevant discussion in various places including an article by Ed Younkins on The Savvy Street, and in my book, Freedom, Progress, and Human Flourishing.  Rasmussen and Den Uyl have provided a summary of their views in Chapter 2 of The Realist Turn. A quote from the conclusion of that chapter will convey the essence of their understanding of the role of liberty in the context of human flourishing.

“In essence, natural rights represent a realization of certain normative requirements that are inherent in the individualized nature of human flourishing within a social context. In particular, when thinking about rights, we are concerned with the conditions that must be secured for the individualized nature of flourishing to function. Although liberty is the key term in this context, we regard it not as the central concept for flourishing generally, but only with regard to setting the social context for flourishing. And although we reject constructivism as a foundational principle, we recognize the role of social constructs within the constraints provided by a framework of natural rights. As such, our theory is not about the whole of political and social life, but about the political/legal structure within which such life should and must be allowed to function if flourishing is our standard.”

Conclusions

My reading of The Individualists by Matt Zwolinski and John Tomasi has prompted me to present a view about the soul of libertarianism. Zwolinski and Tomasi end their excellent history of libertarian ideas by suggesting that progressive and conservative factions within libertarianism will continue to struggle over the soul of libertarianism. I put the view that the soul, or essence, of libertarianism stems from the nature of human flourishing. Wilhelm von Humboldt came close to capturing the soul of libertarianism 230 years ago when he suggested: “The highest ideal … of the co-​existence of human beings seems to me to consist in a union in which each strives to develop himself from his own innermost nature, and for his own sake”. The link between liberty and individual flourishing has been recognized by many libertarians and classical liberals, and is rigorously explained in the writings of Doug Rasmussen and Doug Den Uyl.

References

Bates, Winton, Freedom, Progress, and Human Flourishing, Hamilton Books, 2021.

Den Uyl, Douglas J., and Douglas B Rasmussen, The Perfectionist Turn: From metanorms to metaethics, Edinburgh University Press, 2016.

Rasmussen, Douglas B., and Den Uyl, Douglas J, Norms of Liberty, Pennsylvania State University Press, 2005.

Rasmussen, Douglas B., and Den Uyl, Douglas J, The Realist Turn, Palgrave Macmillan, 2020.

Smith, George H., ‘The Culture of Liberty: Wilhelm von Humboldt’, libertarianism.org, 2013.

Younkins, Edward W., ‘Rasmussen and Den Uyl’s Trilogy of Freedom and Flourishing’, The Savvy Street, 2021.

Can Cultural Values Explain Authoritarianism?

 An article on this topic has now been published on The Savvy Street.  The article draws on material published in recent posts on this blog.

Comments on the article are most welcome. 

The conclusions are reproduced below.

Conclusions

In this article I have adopted an international perspective to consider the extent to which cultural values explain authoritarianism. The analysis has been conducted in terms of ideological maps which position governments by reference to the levels of personal freedom and economic freedom in the countries they control.

The article introduces the concept of international ideological mapping by first considering how individuals might assess their own ideological positions. I argue that the positioning of a person on a political compass, incorporating both economic and personal freedom, is more informative about attitudes to liberty than attempts to position them on a single dimension.   

The Human Freedom Index provides data on economic freedom and personal freedom for a large number of countries. That data can be viewed as an ideological map of the world because it reflects the prevailing ideologies of governments throughout the world.

Ideological maps show high correlation between economic freedom and personal freedom. The liberal democracies have relatively high levels of both economic and personal freedom. Authoritarian governments have relatively low levels of both personal and economic freedom.

I argue that the question of whether cultural values can explain authoritarianism is worth exploring because survey data shows that people in some countries with relatively low levels of economic and personal freedom (e.g. China and Russia) claim to have more confidence in their respective governments than do people in some countries with relatively high levels of personal and economic freedom (e.g. the U.S. and Australia).

Data from the World Values Survey was used to test the extent to which levels of personal and economic freedom could be explained by cultural values. Christian Welzel’s index of emancipative values was used to explain levels of personal freedom. and an index of facilitating values was constructed to explain levels of economic freedom.

The existence of emancipative values and values facilitating economic freedom does help to explain why some countries have higher personal and economic freedom than others. In general, the high freedom levels of the high-income liberal democracies are fairly well explained in terms of facilitating and emancipative values.

However, the ideologies of many other governments cannot be adequately explained in terms of the values held by the people they govern. The freedom ratings of most of the countries with low personal and economic freedom are substantially lower than predicted by emancipative and facilitating values. Suppression of liberty in those countries is a product of the ideologies of the governments rather than the cultural values of the peoples.

The analysis also shows that a substantial number of countries with relatively high personal and economic freedom are performing better in that regard than can readily be explained on the basis of prevailing values. One possible explanation is that market-friendly economic reforms tend to separate economic power from political power, enabling greater political freedom to emerge before it is fully supported by emancipative values.

What determines how much liberty people enjoy in different countries?

 An obvious answer to the question posed above is that governments determine how much liberty people enjoy. But that response may be too glib. Some argue that much restriction of liberty reflects prevailing values of people who see individual autonomy and personal choice as a threat to collective interests of groups and nations.

When I began the research which led to this article, I sought to explore the extent to which international differences in personal and economic freedom can be explained by deep-seated cultural values. My conclusion is that there is a large residual variation which is attributable to ideologies of governments that support or oppose free markets and personal liberty.

This conclusion is illustrated in the graph shown above. However, you will need more information about how the graph was constructed before you can get the picture.

• The graph shows the levels of economic and personal freedom for 85 countries using the Fraser Institute’s latest data (for 2020). There are 165 jurisdictions covered by the Fraser indexes, but relevant data on values from the latest round (2017-22) of the World Values Survey (WVS) was only available for 85.
•  The vertical axis of the graph is in reverse order – low values of personal freedom at the top, high values at the bottom. The reason stems from use of personal political compass data which is constructed in that way in an earlier article on this blog. 
• The horizontal and vertical axes are positioned at the median levels of economic and personal freedom for the 165 jurisdictions covered by the Fraser indexes. The countries not covered by the WVS tend to have lower freedom ratings than those which are covered. The median ratings for the 85 countries represented in the graph is 7.2 for economic freedom and 7.6 for personal freedom.
• I have only labelled data points that have freedom ratings that are substantially different from predictions based on deep-seated cultural values. The methods used to obtain predicted values for personal and economic freedom were explained in preceding articles on this blog (here and here). If you live in a high-income liberal democracy, that country is likely to be represented by one of the unlabelled points in the south-east quadrant - with relatively high levels of economic and personal freedom.
• The colour of the labelled points depends on whether freedom is greater than or less than predicted on the basis of values – green if greater than predicted, red if less than predicted. The size of the labelled points is larger if both personal and economic freedom are greater than or less than predicted.

 It is apparent from the graph that it is difficult to explain why countries have low personal and economic freedom ratings simply by reference to prevailing values in those countries. Most of the countries in that category have freedom ratings that are lower than predicted on the basis of values. The political ideologies followed by the governments of those countries provide an obvious explanation for their suppression of liberty.

The graph also shows that a substantial number of countries with relatively high personal and economic freedom are performing better in that regard than can readily be explained on the basis of prevailing values.

More detailed information for the countries which have freedom ratings substantially different from predicted levels is shown in the graph below.

 

Of the 34 countries with freedom ratings that are substantially different from predicted levels, Argentina is the only one to have one category of freedom greater than expected and the other category of freedom less than expected.

Questions to ponder

Are relatively high levels of human freedom less secure in countries in which freedom is greater than prevailing values seem to support? If a high proportion of the population feels that existing policy regimes are not aligned with their personal values, these regimes could be expected to be fragile, other things being equal. However, much depends on those “other things”. The growth of economic opportunities could be expected to be greater in the presence of relatively high levels of economic freedom. That could be expected to foster values that support economic freedom. The growth of economic opportunities also tends to encourage development of emancipative values which support personal freedom.

Are relatively low levels of human freedom less likely to persist where prevailing values support greater freedom? Again, policy regimes giving rise to such outcomes could be expected to be fragile, other things being equal. Unfortunately, however, the “other things” often include use of coercion to suppress opposition to existing policy regimes.

Postscript: 16 June, 2023

I have now made an effort to explore whether some of the above speculations have empirical support. This involved repeating the exercise of obtaining predictions of personal freedom - using WVS data from the 2010-14 to obtain predictions of personal freedom for 2012. It was possible to obtain matching data for only 53 countries. 

There is some evidence that personal freedom is less secure in countries in which freedom is greater than prevailing values seem to support. Of the 6 countries in which personal freedom was much greater than predicted in 2012, only one had higher personal freedom in 2020, another had unchanged personal freedom and the other 4 had lower personal freedom.

The exercise provided no support for the proposition that relatively low levels of personal freedom are less likely to persist when prevailing values support greater freedom. Of the 6 countries in which personal freedom was much less than predicted, none had higher personal freedom in 2020, and 2 experienced a further decline in personal freedom. Unfortunately, over this period none of the repressive regimes were displaced or became more responsive to prevailing values of the people.

To what extent do international differences in economic freedom reflect people's values?

 

This is a companion piece to the preceding post in which I considered the extent to which international differences in personal freedom reflect people’s values.

The extent to which international differences in economic freedom reflect different values is of interest because it has bearing on the extent of popular support likely to be given to policy proposals involving expansion or restriction of economic freedom. If people feel that existing economic policy regimes are aligned with their personal values, they are less likely to support radical change.

The accompanying graph suggests the existence of a positive relationship between an index of facilitating values and economic freedom. As suggested in the label of the horizontal axis, the index of facilitating values reflects the priority that people in different countries place on autonomy, and the extent of interpersonal trust in different countries.

Indexes

I am not aware of any other index of values facilitating economic freedom similar to the one I constructed in preparing the graph, even though there has been a substantial amount of previous research undertaken on cultural values supporting economic growth and institutional change. (Nicholas Moellman and Danko Tarabar have referred to some relevant literature in their article, ‘Economic Freedom Reform: does culture matter?’, Journal of Institutional Economics (2022), 18, 139-157.)

The priority people place on autonomy seems likely to be important in facilitating economic freedom because respect for individual autonomy implies respect for individuals engaged in commerce, particularly innovators. Trust of strangers seems likely to be important in facilitating economic freedom because it reduces the tribal instinct to seek to use the powers of the state to advance the interests of group members at the expense of other groups.

I have used Christian Welzel’s autonomy index to measure autonomy. This index uses three items in the World Values Survey (WVS) which ask respondents their views about desirable child qualities. Autonomy is considered to be valued more highly by those who independence and imagination as desirable child qualities but do not consider obedience as such a quality. (See: Christian Welzel, Freedom Rising, 2013). I used an updated version of the index based on the latest round of the WVS (2017-2022).

Welzel’s generalized trust index was used to measure interpersonal trust. This index gives higher weight to trust of strangers than to trust of family. I reconstructed the index for the latest round of the WVS by combining items covering close trust (trust of family, neighbours, and people you know personally), unspecified trust (whether most people can be trusted) and remote trust (trust of people you meet for the first time, people of another religion and people of another nationality). Unspecified trust was given double the weight of close trust, and remote trust was given three times the weight of close trust.

In constructing the facilitating values index, autonomy was allocated 75% of the weight and generalized trust was allocated 25%. Those weights were chosen on the basis of regression analysis using the autonomy and generalized trust indexes as explanatory variables to explain economic freedom. (Researchers seeking further information about the methodology used in constructing this index are welcome to contact me.)

 The Fraser Institute’s economic freedom index incorporates a large number of indicators relating to size of government, legal systems and property rights, sound money, freedom of international trade and regulation.

Discussion

My focus is on the outlier data points in the accompanying graph, and particularly on those countries which have substantially lower or higher economic freedom than might be predicted on the basis of values facilitating economic freedom.

One of the first things readers may notice in the graph is that values facilitating economic freedom are shown to be higher in China than in the U.S. and Australia. That may seem surprising if Geert Hofstede’s analysis, or your knowledge of cultural heritage, has led you to expect Chinese people to be much less individualistic than Westerners. If you need to be persuaded that many Chinese people have an individualistic perception of human flourishing, you might like to read an article I wrote on that topic in 2021.

While you are thinking about China, you might like to compare economic freedom in that country with that in Singapore, Hong Kong, and Taiwan. The most obvious reason why the latter jurisdictions have greater economic freedom is because they have adopted market-friendly ideologies.

Similarly, adoption of market-friendly ideologies explains why Albania has substantially greater economic freedom than Iran and Libya, and why Chile has greater economic freedom than Argentina and Venezuela.

Conclusion

The existence of values facilitating economic freedom helps to explain why some countries have higher economic freedom than others. However, it seems that a substantial part of international differences in economic freedom can be explained more directly in terms of prevailing government ideologies which either support or oppose free markets.