One of the reasons why Friedrich Hayek’s vision of
spontaneous order is more attractive than collectivist alternatives is because
it offers individuals greater opportunities for self-directed flourishing. However,
the question arises of whether Hayek may have undermined the appeal of his
vision by presenting a view of the limitations of human reason that leaves
little room for individual self-direction.
In exploring this question, I sketch out the
importance of self-direction to human flourishing, Hayek’s objections to constructivist
rationalism, Hayek’s reverence for tradition and social evolution, Hayek’s attitude
to free will, and the role of human agency in Hayek’s account of spontaneous
order.
Importance of self-direction
In helping make
the case that “self-direction is the central necessary constituent or ingredient
of human flourishing” Douglas Den Uyl and Douglas Rasmussen quote Aristotle and
Henry Veatch, a leading neo-Aristotelian of the 20th century. Veatch
writes:
“Is it not evident that not only does a human being
not attain his natural end by an automatic process of development and maturity after
the manner of a plant or animal? In addition, no human being ever attains his
natural end or perfection save by his own personal effort and exertion. No one
other than the human individual – no agency of society, of family, of friends,
or of whatever can make or determine or program an individual to be a good man,
or program him to live the life that a human being ought to live. Instead,
attaining one’s natural end as a human person is nothing if not a ‘do-it-yourself’
job.” (The Perfectionist Turn, 51-2)
The errors of constructivist rationalists
Chris Sciabarra makes an important point about Hayek’s
anti-rationalistic beliefs:
“His enemy is not reason but the
constructivists who have “historically again and again given birth to a revolt
against reason”. (Total Freedom, 131)
Hayek observes that constructivist rationalists - enthusiasts
for a deliberately planned society - tend to base their case on the synoptic
delusion, “the fiction that all the relevant facts are known to some one mind,
and that it is possible to construct from this knowledge of the particulars a desirable
social order”. (LLL, v1, 14) Hayek argues that by over-estimating the powers of
reason, constructivist rationalism has given birth to a revolt against the
wisdom embodied in abstract rules, including rules of just conduct, which tell us
what not to do. (LLL, V1, 31-34) The abstract rules protect individuals from
arbitrary violence by others and enable them to try to build for themselves a
protected domain with which nobody else is allowed to interfere and within
which they can use their own knowledge for their own purposes. (LLL, V3, 163)
Hayek’s reverence for tradition and social
evolution
In my view, Hayek sometimes went too far in downplaying
the ability of humans to understand the significance of abstract rules. For
example, in one instance he claimed that “submission to undesigned rules and
conventions whose significance we largely do not understand, this reverence for
the traditional, that the rationalistic mind finds so uncongenial, … is
indispensable for the working of a free society”. (COL, 63) It seems to me that
most people are capable
of understanding the purposes served by rules of just conduct. It makes more
sense to explain those purposes than to suggest that reverence for the traditional
should be sufficient reason for compliance.
The emphasis
which Hayek placed on group selection in the evolutionary process also downplays
the potential role of reason. Hayek argues that rules of just conduct evolved
because the groups which practiced them were more successful and displaced
others. (LLL, V1, 18) James Buchanan pointed out that there is no reason to
believe that group survival will always lead to a more beneficial state of
affairs. Chris Sciabarra makes the same point, also noting that Hayek does not
provide an objective standard by which to judge as desirable or undesirable the
consequences of spontaneous orders. (Total Freedom, 131)
Buchanan suggests
that Hayek’s skepticism about the ability of humans to rationally design social
institutions, including constitutions, precludes any attempt at reform. In
their excellent discussion of this point, Peter Boettke and Scott King suggest
that the issue has been confused by conflating the question of the origin of institutions
with questions relating to the development and improvement of institutions. They
note that Hayek is open to attempts to improve spontaneous orders through small
revisions in the overall rules. (I refer to the chapter entitled ‘Hayek and the
Hayekians on the Political Order of a Free People’, in Hayek’s Tensions: Reexamining
the Political Economy and Philosophy of F. A. Hayek, edited by Stefanie
Haeffele, Solomon M. Stein, and Virgil Henry Storr.)
Hayek’s
attitude to free will
Discussions
of Hayek’s attitude to free will often begins with his venture into theoretical
psychology in The Sensory Order, published in 1952. When I read the ‘Philosophical
Consequences’ chapter of that book, about 30 years ago, I gained the impression
that Hayek was an advocate of free will. Hayek certainly rejects the idea that
it is possible to explain why people hold particular views, at particular
moments, from knowledge of their material circumstances. Immediately
afterwards, in discussing free will more explicitly, Hayek asserts:
“To us human
decisions must always appear as the result of the whole human personality –
that means the whole of the persons mind – which, as we have seen, we cannot
reduce to something else.” (See page 250 of “The Essence of Hayek”, 1984 by W.
Glenn Campbell (Foreword), Kurt R. Leube (Editor), Chiaki
Nishiyama (Editor).
Hayek based
his argument against microphysical reductionism on the belief that the human
brain can never fully explain its own operations. Paul Lewis has suggested that
if Hayek had relied more fully on the ideas of organismic biologists he would
have been able to develop an emergentist argument against microphysical
reductionism, thus providing a stronger basis for use of concepts such as goals
and purposes. (See Lewis’s chapter entitled ‘Tensions and Ambiguities in
Hayek’s Social Theory’ in Hayek’s Tensions, cited above. Those who are
interested in reading a philosophical emergentist argument for free will can
find one in the The
Metaphysics of Emergence, by Richard Campbell. I reviewed
the book here.)
In The
Constitution of Liberty, Hayek offers a potted summary of the free will
debate. He notes that the concept of universal determinism that dominated 19th
century science seemed to eliminate the possibility of free will. He also notes
that physicists have now abandoned universal determinism but doubts that this affects
“the puzzle about the freedom of the will”. He then states:
“It appears
that the assertion that the will is free has as little meaning as its denial
and that the whole issue is a phantom problem, a dispute about words in which the
contestants have not made clear what an affirmative or negative answer would
imply.”
However, Hayek’s
subsequent discussion of the conclusions generally drawn by determinists and voluntarists
about their respective positions leaves little doubt about where he stands:
“The
determinists usually argue that, because men’s actions are completely
determined by natural causes, there can be no justification for holding them
responsible or praising or blaming their actions. The voluntarists, on the
other hand, contend that, because there exists in man some agent standing
outside the chain of cause or effect, this agent is the bearer of
responsibility and the legitimate object of praise and blame. Now there can be
little doubt that, so far as these practical conclusions are concerned, the
voluntarists are more nearly right, while the determinists are merely confused.”
(COL, 72-73)
In
discussing the difference between “inner freedom” and the absence of coercion,
Hayek had already made clear his belief that it is possible for a person to be
guided by “considered will”, “reason or lasting conviction, rather than by momentary
impulse or circumstance”. He adds:
“If a person
does not succeed in doing what, after sober reflection, he decides to do, if
his intentions or strength desert him at the decisive moment and he fails to do
what he somehow wishes to do, we may say that he is ‘unfree,’ the slave of his
passions.” (COL, 15)
Later, Hayek
asserts:
“The
recognition that each person has his own scale of values which we ought to
respect, even if we do not approve of it, is part of the conception of the
value of the individual personality. (COL, 79)
The role
of individual human agency
In The Road to Serfdom, Hayek wrote:
“Freedom to order our own
conduct in the sphere where material circumstances force a choice upon us, and
responsibility for the arrangement of our own life according to our own
conscience, is the air in which alone moral sense grows and in which moral
values are daily re-created in the free decision of the individual.
Responsibility, not to a superior, but to one’s conscience, the awareness of a
duty not exacted by compulsion, the necessity to decide which of the things one
values are to be sacrificed to others, and to bear the consequences of one’s
own decision, are the very essence of any morals which deserve the name.” (231-2)
That statement seems to me
to be broadly consistent with the do-it-yourself job of being a good person, as
described by Henry Veatch. However, some of the things that Hayek wrote later
give a different impression. In The
Constitution of Liberty, he advocated
submission to rules and conventions, quoting David Hume’s assertion that “the
rules of morality are not the conclusions of our reason”. (63) In Law, Legislation and Liberty, Hayek writes:
“Man is as much a rule-following
animal as a purpose-seeking one.”
Mario Rizzo has suggests (in a paper entitled, ‘F.A. Hayek and the Rationality of
Individual Choice’) that Hayek’s mature views about rationality should be
understood in terms of a general framework acknowledging that humans are both
purposeful agents and rule-followers. In emphasizing the importance of rule-following
behaviour, Hayek didn’t abandon individual rationality. Even at the purely individual
level, leaving aside the need to coordinate plans with others, rule-following
makes sense because we live in a world of uncertainty and because our minds
have limited capacities to know and compute.
Hayek seems to have rarely considered individual agency
apart from the spontaneous order. The following paragraph provides a good
summary of his perspective:
“What makes men members of the same civilization and
enables them to live and work together in peace is that in the pursuit of their
individual ends the particular monetary impulses which impel their efforts
towards concrete results are guided and restrained by the same abstract rules.
If emotion and impulse tells them what they want, the conventional rules tell
them how they will be able and be allowed to achieve it.”
Personal perspective
Did Friedrich Hayek undermine the appeal of his vision
by presenting a view of the limitations of human reason that leaves little room
for individual self-direction? In his efforts to counter constructivist
rationalism, I think Hayek inadvertently understated the role of human reason in
individual flourishing. However, if individuals have greater potential for
self-directed flourishing than Hayek thought possible, that makes spontaneous
order a more attractive option.
In assessing Hayek’s views on the role of
self-direction in individual flourishing it is important to recognize that advising
individuals how best they could flourish was incidental to his main purpose.
One way to illustrate that is by reference to my book, Freedom,
Progress, and Human Flourishing. I draw fairly extensively upon Hayek’s
wisdom in the first part of that book in discussing topics such as the
definition of liberty, rules of just conduct, transmission of ancient law to the
modern world, and evolution of social norms.
I only mention Hayek’s contribution once in the chapter
discussing the challenge of self-direction. His views are referred to in that
context not to emphasize the difficulty of self-direction but to counter the
view that we (humans) are prone systematically to make serious mistakes in the
individualized pursuit of happiness. I draw attention to the fact that Hayek urged
respect for social norms that embody the experience of generations in advocating
a legal and social order consistent with pursuit of happiness by individuals. (150-1)
In retrospect, I could also possibly have drawn on Hayek
to point out implications of the fact that reasoning is cognitively demanding.
In pursuing our personal goals it often makes more to sense for us to choose
rules (norms) to follow, based on our own previous experience and the
experience of others, than to attempt to reason our way through life by treating
every issue that arises as though nothing similar has ever previously been
encountered in human history.