Dear readers, this article summarises the conclusions of a
series of recent posts on this blog relating to freedom, liberty and natural
rights.
It might help you in reading the article to think of it as
an outline of the chapter on freedom in a book about freedom, progress and human flourishing. It would help me if you could provide
comments below, or by email, on whether you think the article captures adequately what
it is important to know about liberty.
The meaning of freedom, liberty and rights.
Freedom sounds good, but the meaning of the word depends on
context. For example, when people talk about freedom from fear, or freedom from
want, they may have something important to say about human flourishing, but it
isn’t necessary related to personal freedom or economic freedom, which are
aspects of liberty. My focus in this post is on liberty.
Liberty has a more precise meaning than freedom. I adopt
Friedrich Hayek’s definition
of liberty as “a state in which coercion of some by others is reduced as much
as is possible in society”. In the civic republican tradition, liberty is sometimes
defined more broadly to encompass political freedoms, including the right to
political participation. To avoid confusion, however, I think it best to stick
with Hayek’s definition.
Rights refer to things that one is morally or
legally entitled to do or have. As with freedom, the precise meaning
depends on context and qualifier words. A negative right is a right not to
be subjected to an action of another person or group whereas a positive
right is an entitlement to have another person or group do something. The Universal
Declaration of Human Rights encompasses not only the negative right to
liberty and positive legal rights (including political freedom) but also
economic and social aspirations that cannot necessarily be met by anything that
a person or group might do.
My focus here is on natural rights, including the rights to
life, liberty and the pursuit of happiness - as famously proclaimed in the United States Declaration of
Independence. The inclusion of “pursuit of happiness” as a right in the
Declaration might appear to be redundant since pursuit of happiness is
encompassed in our understanding of liberty. In 18th century
America, however, an inalienable right to liberty could have been interpreted
in civic republican terms. At that time, pursuit of happiness was widely
perceived as the activity of human flourishing, as perceived by Aristotle.
(Further explanation is provided in an
earlier post.)
Liberty is worth having.
Anyone who lives in a liberal democracy should ask
themselves from time to time what it would be like to live without liberty.
What would your life be like if you lived in a country where you didn’t have
freedom of religion, where you could be jailed for expressing views not
approved of by political leaders, where you could be subject to arbitrary
arrest, where your property could be arbitrarily seized by the government, or where
your freedom to move around was
restricted? Such countries are still easy to find.
The right to freedom of speech is particularly important
because free speech helps to protect liberty more generally. Some restrictions
on freedom of speech have long been widely accepted as desirable, for example to
discourage incitement to violence. However, recent efforts in some liberal
democracies to make it a crime to offend others based on identity
characteristics - such as ethnicity, religion or gender - have potential to
curtail freedom of speech substantially. Even when people strive to be
respectful in the way they present their views, some people with opposing
viewpoints are likely to claim to be offended if they can thereby stifle debate
on controversial topics.
Norms of liberty make it possible for individuals to
flourish in different ways.
As explained by Douglas Rasmussen and Douglas Den Uyl:
“Individual
rights are … needed to solve a problem that is uniquely social, political and
legal. … How do we allow for the possibility that individuals might flourish in
different ways … without creating inherent moral conflict in … the structure
that is provided by the political/legal order? How do we find a political/legal
order that will in principle not require that the human flourishing of any
person or group be given structural preference over others? How do we protect
the possibility that each may flourish while at the same time provide
principles that regulate the conduct of all?” (Norms
of Liberty, 2005, p 78).
A discussion of views of other authors who have also advanced
metanormative arguments for individual rights was posted on this blog some
years ago.
Moral intuitions support natural rights.
Natural rights are inherent in human nature. They have
traditionally been seen to be endowed by God, but widely-held intuitions about
natural rights can also be explained in terms of the evolution of the ethics of
respect. Moral intuitions that it is good to respect the lives and autonomy of
others provide support for norms of liberty that maximize the opportunities
available for all to flourish. As discussed in a
recent post, it seems reasonable to suppose that the ethics of respect evolved
because of the benefits that voluntary cooperation for mutual benefit brought
to individuals and communities.
Those who seek to deny the existence of natural rights tend
to argue that individual rights are bestowed by governments, so it is
legitimate for governments to remove them if that serves what they see as the
“greater good”. There are times when individual rights do need to be compromised
(e.g. via compulsory land acquisition) to prevent a community being held to
ransom by an individual, but this should not be done lightly and fair compensation
should be provided.
Respect for the rights of others has been advocated as an
ideal since ancient times.
In ancient Greece, the poems of Hesiod, which appear to date
from the 8th or 7th century BCE, urge people to
comply with rules of just conduct rather than to seek to benefit via predation.
In his poem, Works and Days, Hesiod advises his brother Perses, to
“put away all notions of violence” for “fish, and wild animals, and the flying
birds” may “feed on each other, since there is no idea of justice among them,”
but “to men [Zeus] gave justice,” which is the “best thing they have.” Hesiod
condemns both force and fraud: the grabbing of goods either by “force of hands”
or by “cleverness of … tongue.” (Further discussion here.)
Perceptions of natural law have not always supported universal
human flourishing.
Aristotle (384-322 BCE) was the great philosopher of individual
human flourishing. His emphasis on the natural capacity of humans to use reason
to guide themselves and exercise appropriate moderation in their behaviour provides
a basis for understanding human flourishing to be an essentially self-directed
activity.
Nevertheless, Aristotle argued that it was natural to make
slaves of defeated enemies. He viewed the system of conquest and slavery as a
natural system governed by internal sources of change. By identifying the whole
system as natural he was able to disregard the use of force at the heart of it.
The perception of what was natural of Cicero, the Roman
statesman, lawyer and philosopher who lived from 106 BC- 43 BC, was more
supportive of liberty. He argued that “nature made us just that we might
participate our goods with each other, and supply each others’ wants”.
Reason and spontaneous legal processes both played a part
in recognition of natural rights.
Beliefs and values supporting natural rights of individuals
to life, property and liberty seem to have travelled from Cicero to the modern
world through both the spontaneous evolution of rules and evolution of
reasoning about the natural law. Those different transmission processes
interacted. There were periods when reasoning about natural law held back
recognition of individual rights to participate in mutually beneficial
activities e.g. lending and borrowing. Eventually, however, reasoning about
natural law reinforced and extended individual rights recognised under common
law. (Further discussion here
and here).
Rule of law protects natural
rights and enables people to live in peace.
From the 12th
century onwards, with the advent of centralised monarchies in Europe, homicide
came to be viewed as an offence against the crown, rather than a civil matter.
That enabled societies to avoid the violence associated with do-it-yourself
justice. More effective justice systems penalised plunder, and thereby promoted
peacefulness and improved incentives for mutually beneficial exchange.
Evolution of the
rule of law provided greater protection to natural rights by requiring people
to refrain from initiating or threatening any forceful interference with other
individuals or their property. (Further
discussion here.)
Systems of
government preferment are an infringement of natural liberty.
Adam Smith argued
that it was an unjust infringement of natural liberty for the powers of
government to be used to assist some economic groups at the expense of
others. Smith’s ideal of everyone being free to pursue their own interests
in their own way is consistent with Francis Hutcheson’s earlier explanation of
the right to natural liberty in terms of pursuit of happiness. (See this post).
In The Law, published in 1850, Frédéric Bastiat
foresaw the potential for the universal franchise to endanger natural rights. He
was concerned about the use of the power of the state by some groups to seize
and consume the products of the labour of others. Legislation that seriously
endangers natural rights is difficult to reconcile with rules of just conduct
that have evolved to foster mutually beneficial interactions. (See discussion here.)
The right political participation should be viewed as a
natural right.
Moral intuitions supporting the right to political
participation presumably evolved because human flourishing has always required
individuals to participate actively with others in decisions relating to
provision of collective goods. Such involvement is less active in modern
societies in which many collective goods are provided by remote government
agencies and citizen involvement usually involves little more than voting.
The exercise of voting rights provides citizens with some
protection against tyranny, but increasing numbers of people in the liberal
democracies nevertheless feel unhappy about the outcomes of democratic
political processes. That unhappiness may stem to an important extent from unrealistic
expectations of what political processes can deliver. It seems likely to
increase as low productivity growth reduces government revenues and demographic
change increases political demands on governments.
Technological advances that enhance opportunities to seek
mutual benefit in cooperative enterprises offer hope that people will in future
be able to exercise their natural political rights in ways that give them more
involvement in decisions that affect them.
For liberty to prevail the ‘real constitution’ must be
pro-liberty.
It is illusory to think of political institutions as external
to society. The rules of the game exist only insofar as they are continually
maintained in existence by human agents acting in certain systematic ways. The constitution
of a free society is a pattern of interactions in which people give one another
incentives to act and keep acting in ways that tend to maintain liberty. It is
not the rules per se that gets disputes resolved, but rather the incentive
structure that makes the system’s administrators likely to act in accordance
with such rules.
Sheldon Richman defines
the real constitution as the set of dispositions that
influence what most people will accept as legitimate actions by the politicians
and bureaucrats who make up the government. He derives support for this concept
from Roderick Long’s observation
that “government is not some sort of automatic robot standing outside the
social order it serves; its existence depends on ongoing cooperation, both from
the members of the government and from the populace it governs”.
It follows that for liberty to prevail the real
constitution must be pro-liberty. As a corollary, tyranny cannot persist in
any jurisdiction when the real constitution is pro-liberty.
3 comments:
Hi Winton,
I think this is nicely done.
I like the justification of natural rights as morally intuitive. That is a good way to put it. Is that your idea or is there a specific source for that?
I myself did not explicitly realize that "the pursuit of happiness," was implicitly Aristotelian. This is what happens when a society moves away from Classical Education.
I actually think that Jefferson may have erred by including the phrase "the pursuit of happiness," in the Declaration rather than quoting Locke directly and including "Life, liberty and property." "Happiness," is too vague and now most people do not understand it to mean flourishing rather than hedonism.
Thanks Leah.
I haven’t seen anyone else use the term moral intuitions In the context of natural rights. I borrowed the term from Jonathan Haidt, but the fundamental moral intuitions he describes seem to mix natural rights with other aspects of fairness. I think the moral sentiments described by Cicero and Francis Hutchison are intuitions. Nozick’s description of the evolution of the ethics of respect seems to be about both norms of behaviour and intuitions. Adam Smith’s account of enculturation of an impartial spectator (conscience) would lead us to expect norms and moral intuitions to be closely linked.
It might be worth adding that I see moral intuitions about natural rights as being reinforced and articulated by philosophical reasoning.
Regarding Aristotle, he sill seems to be widely quoted as saying that “happiness is the meaning and purpose of life”. However, when I went looking for the source of that quote it turned out to be a potted summary of some careful reasoning. It would have been good to have been exposed to that reasoning at a younger age.
Regarding Jefferson’s use of “pursuit of happiness” rather than “property”, it has been suggested that it stems from his desire to talk of inalienable rights. The argument goes that since property can be bought and sold, property rights are alienable rights. You can buy and sell property, but you can’t buy and sell your liberty, or your right to pursue happiness.
Hi Winton,
I really like Haidt, I plan to ask you about that when we do our Socratic Dialog.
That makes sense about Jefferson, thanks for additional insight.
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