In preceding articles on this blog I have traced the
evolution of the concept of natural rights from ancient reasoning about natural
law to the U.S. Declaration of Independence in 1776. The importance of the
Declaration’s assertion of natural rights stems from the moral support its
inspiring message has provided, and still provides, to people whose rights have
been infringed or insufficiently recognised in the U.S. and elsewhere in the
world.
Not long after the U.S. declared independence, some
influential philosophers began to cast doubt on the concept of natural rights.
The famous British statesman and political philosopher, Edmund Burke, argued
that “the primitive rights of man undergo such a variety of refractions and
reflections, that it becomes absurd to talk of them as if they continued in the
simplicity of their original direction” (Reflections on the Revolution in
France, 1790).
Jeremy Bentham, the founder of utilitarianism, argued that
only political rights – rights established and enforced by governments have
“any determinate and intelligible meaning”. He viewed natural rights as
“rhetorical nonsense, nonsense upon stilts” (Anarchical Fallacies,
1796).
Much modern questioning of the existence of natural rights
stems from doubts about the existence of a Creator who could endow them in the
manner suggested by the authors of the U.S. Declaration of Independence.
Michael Birshan has suggested that although it is plausible that there is a
system of natural rights instituted by a Supreme Being, “it is much less
plausible that man could ever discover them through rational reasoning”.
Does it make sense to view natural rights as stemming from our
human nature, without necessarily involving the intervention of a Supreme
Being? I believe it does. I advance two overlapping lines of argument below to
support the view that natural rights are inherent in the nature of humans.
The first line of argument stems from Aristotle’s
observations about the natural potential for individual humans to flourish. As explained
recently on this blog, an understanding of the nature of human flourishing
implies that individuals have liberty to exercise responsibility for
self-direction. In one of the first posts published on this blog I drew
attention to the observation of Douglas Rasmussen and Douglas Den Uyl about the
role of liberty in protecting “the possibility of agency or self-direction,
which is central to any and every form of human flourishing”.
However, that line of argument doesn’t fully explain why you and I have strong moral intuitions that we, and Mr
Xi, should recognise
that other individual humans have the right to exercise the self-direction
that is central to their flourishing.
My second line of argument is that a capacity for moral intuitions
is inherent in human nature and has evolved over time into the ethics of
respect – the foundation of natural rights - as a consequence of natural
processes of cooperation for mutual benefit.
In ancient times, the existence of such intuitions was
recognised by Cicero, who argued that “respect for virtue” is a ubiquitous
aspect of human nature and that “nature made us just that we might participate
our goods with each other, and supply each other’s wants”.
In the 18th century, Francis Hutcheson also
recognised such intuitions in discussing the “the right to natural liberty”: “Every man has a sense of this right, and a
sense of the evil of cruelty in interrupting this joyful liberty of others,
without necessity for some more general good”.
More recently, intuitions about ethical treatment of others
have been studied by Jonathan Haidt, a social psychologist, in The Righteous Mind: Why good people are divided by politics and religion, 2012. The basic idea of his moral foundations theory is that our moral intuitions are
related to adaptive challenges of social life that have been identified by
evolutionary psychologists. Moral foundations are innate, but they are
expressed in differing ways and to differing extents in different cultures. I have
high regard for Haidt’s moral foundations theory but, as noted previously, in
my view his survey methods exaggerate the extent that people who give high
priority to liberty are undisturbed by feelings of empathy and disgust.
The best philosophical discussion I am aware of about the
evolution of the ethics of respect is that by Robert Nozick in Invariances, 2001.
Nozick began his earlier, and more famous, book, Anarchy, State and Utopia, by
assuming a state of nature in which individuals are in a “state of perfect
freedom”. He noted that he was “following the respectable tradition of Locke,
who does not provide anything remotely resembling a satisfactory explanation of
the status and basis of the law of nature in his Second Treatise”. Chapter
5 of Invariances does seem to me to provide a satisfactory explanation
of how moral intuitions might have evolved naturally to support the ethics of
respect.
Nozick’s argument can be briefly summarised as follows:
- The higher capacities of humans, including capacities for conscious thought, control of impulses and planning, have been selected for by evolution because of the benefits they bring e.g. in enabling adherence to ethical norms.
- The use of norms to guide behaviour enables humans to extend the realm of cooperative behaviour for mutual benefit beyond what would otherwise be possible.
- Cooperative behaviour for mutual benefit includes, among other things adherence to norms of non-interference – refraining from murdering, enslaving and stealing from others – provided they are willing to reciprocate.
- The impetus to extend the sphere of voluntary cooperation for mutual advantage beyond the immediate family or group is the perception that this brings benefits greater than can be obtained otherwise e.g. by involuntary exchanges. That has been an important component of the history of ethical progress, even though there has been much backsliding
- Evolution may have shaped humans to enjoy cooperative activity. A reputation for adhering to norms of cooperative behaviour brings rewards by attracting further cooperation, and may have conferred reproductive advantages.
- The internalisation of norms enables them to be followed even when no-one is watching who can sanction deviations. Internalisation brings ethics into play. Something other than (or in addition to) punishment by other people must support rules if they are to become ethical principles or values.
- The evaluative capacities of humans enable them to generalise from different experiences of cooperative behaviour for mutual benefit and to identify common properties in a range of experiences. In turn, those abilities make persons less prone to the push and pull of desires and more prone to feel uncomfortable when their evaluations are discordant. (An example of the latter is conflict between a desire to enforce traditional norms relating to religious observance and to advance norms of non-interference.)
- Moral progress involves, among other things, shrinkage of the domain of mandatory morality to enable a domain of liberty and personal autonomy to be established, and for the ethics of respect to emerge.
Nozick sums up:
“if conscious
self-awareness was selected for because it makes us capable of ethical
behaviour, then ethics, even the very first layer of the ethics of respect,
truly is what makes us human. A satisfying conclusion. And one with some
normative force” (p 300).
Since the ethics of respect entails recognition of Lockean rights,
Nozick’s naturalistic explanation implicitly recognises that such rights are natural.
Conclusion
It makes sense to believe that natural rights are inherent
in the nature of humans. Individual humans have a natural right to exercise the
self-direction that is central to their flourishing. Natural rights have normative
significance as an outcome of a long evolutionary process involving development
of moral intuitions, social norms and evaluative capabilities. That process explains
why you and I have moral intuitions that we, and Mr Xi, should abide by the norms
of liberty that maximize the opportunities available for all to flourish.
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