This blog is going into recess for a couple of months.
Meanwhile, you might like to read some of the most popular posts on the blog, listed below:
Is push-pin as good as poetry?
How does income inequality affect happiness?
Once a neurotic always a neurotic?
What are the characteristics of a good society?
What did Milton Friedman have to say about human flourishing?
Was the industrial revolution mainly about the growth of manufacturing industry?
Is enlightenment humanism a coherent world view?
You might also consider spending a dollar and reading my book, Free to Flourish.
Friday, November 22, 2013
Tuesday, November 19, 2013
Do realistic optimists have more successful lives?
I think realistic optimists probably do have more successful
lives than optimists and pessimists, but unfortunately I cannot claim that I have a particularly strong basis
for that view.
A couple of months ago I notice a story by Tia Ghose on Huffington Post reporting on research findings by Sophia Chou of the National Taiwan University.
The research apparently suggests that realistic optimists – people who combine
the positive outlook of optimists with the clear-eyed perspective of pessimists
– get the best of both worlds. Their realism enables them to perform better at
work because they don’t delude themselves that they can do well without working
hard. Their optimism enables them to avoid getting bogged down by unhappiness.
I was particularly interested because of something I wrote
on this blog a couple of years ago entitled: Why can’t we have a realistic basis for optimism? My consideration was prompted by a discussion by Martin
Seligman of issues relating to possible circumstances where expectations may
influence reality.
After reading the article by Tia Ghose, I decided to go
looking for the relevant paper by Sophia Chou, which was presented at the
American Psychological Association in Hawaii earlier this year. I haven’t been
able to find a copy of the paper on the internet. I could write to the author
and ask for a copy, but I don’t think I will bother. My qualifications are in
economics, so I have reason to be pessimistic about my ability to judge the
quality of the research behind these findings.
Sophia Chou’s research findings seem to me to make a lot of sense,
but I guess a realistic optimist would wait for her paper to be published in a
peer reviewed journal before getting excited about them.
Tuesday, November 12, 2013
Why seek out the statue of Adam Smith when visiting Edinburgh?
When I visited Britain in August I was pleased to see the
image of Adam Smith on £20 notes. I was even more pleased to find a statue of
Adam Smith in Edinburgh.
The statue, by Andrew Stoddart, stands in the Royal Mile, in
High Street, next to St Giles Cathedral and opposite Edinburgh's City Chambers.
It is not difficult to find.
Unfortunately, it seems that the birds are not treating Adam
Smith with the respect he deserves, but I doubt that he would care.
I went looking for Adam Smith because he is the father of
modern economics and because his views on the benefits of specialization and free
trade have contributed to a vast improvement in living standards over much of
the world over the last couple of centuries. But I suppose that is the kind of
thing that might be said by anyone who views himself as a disciple of Adam
Smith.
When asked to be more specific about Adam Smith’s contributions,
people who are familiar with his writings tend to emphasize different things.
One important contribution lies in fundamental thesis of Wealth of Nations that the extent to which people are able to enjoy
‘the necessaries and conveniences of life’ depends largely on labour
productivity – ‘the productive powers of labour’. Economists debate whether
Smith told the right story about productivity growth – perhaps he gave too much
emphasis to capital accumulation, gains from specialization and scale economies,
rather than to technological progress. I think the important point is that
Smith understood and emphasized the importance of economic freedom in promoting
productive use of resources (including good management) as well as an efficient
allocation of resources among industries.
Mention of economic freedom brings me to the contribution
that Smith made in pointing out the role of the ‘invisible hand’ of the market
in translating the pursuits of individuals into desirable social outcomes. Smith
noted:
‘It is not from the benevolence of the butcher, the brewer,
or the baker, that we can expect our dinner, but from their regard to their own
interest’.
Smith would not have approved of that oft-quoted sentence
from Wealth of Nations being
interpreted as implying that butchers, brewers, bakers and other people engaged
in business activities pursue only selfish interests. In The Theory of Moral Sentiments, Smith wrote:
‘How selfish soever man may be supposed, there are evidently
some principles in his nature which interest him in the fortune of others and
render their happiness necessary to him though he derives nothing from it
except the pleasure of seeing it’.
Smith also made a major contribution in explaining that the
visible hand of government is often far from benign. I particularly like a
passage in The Theory of Moral Sentiments
about the consequences of being governed by ‘the man of system’ – a
political leader who is ‘apt to be very wise in his own conceit’. Smith
suggests that the ‘man of system’ imagines that ‘he can arrange the different
members of a great society with as much ease as the hand arranges the different
pieces upon a chess board’. He fails to consider that ‘in the great chess board
of human society, every single piece has a principle of motion of its own,
altogether different from that which the legislature might chuse to impress
upon it’. Smith points out that when the visible hand of government is attempting
to regulate the individual members of society, it is likely that ‘the game will
go on miserably, and the society must be at all times in the highest degree of
disorder’. (See: TMS, VI.ii.2.17).
I think Smith’s greatest contribution was in promoting the idea
that a ‘system of natural liberty’ can establish itself ‘of its own accord’,
when the role of government is confined to duties of ‘great importance’ that
could not otherwise be performed. We should never lose sight of Smith’s vision
of natural liberty:
‘Every man, as long as he does not violate the laws of
justice, is left perfectly free to pursue his own interest in his own way, and
to bring forth both his industry and capital into competition with those of any
other man, or order of men. The sovereign is completely discharged from a duty
[for which] no human wisdom or knowledge could ever be sufficient; the duty of
superintending the industry of private people, and of directing it towards the
employments most suitable to the interest of the society’. (See: WN, IV.ix.51).
Tuesday, November 5, 2013
Is there no nook of English ground secure from rash assault?
The question is from the first lines of a poem by William
Wordsworth, written in 1841 in protest against plans for construction of the
Kendall to Windermere railway in the Lakes District of England.
Wordsworth was not impressed by the view that the railway
would place the beauty of the Lakes District within easier reach of these who would
not otherwise have access to it. He described such arguments as: ‘Utilitarianism,
serving as a mask for cupidity and gambling speculations’. Environmentalists
sometimes advance similar arguments these days, but few are as rash as
Wordsworth. The famous poet suggested that an appreciation of the beauty of
romantic scenery was beyond the capability of ordinary people:
‘Rocks and mountains, torrents and widespread waters, and
all those features of nature which go to the composition of such scenes as this
part of England is distinguished for, cannot, in their finer relations, to the
human mind be comprehended, even very imperfectly conceived, without processes
of culture or opportunities of observation in some degree habitual’.
Our rash assault on Lake Windermere took place late in
August, via the steam train from Haverthwaite to Lakeside.
It is hard to imagine that any reader of this blog would
have difficulty in appreciating the beauty of Lake Windermere, but I will nevertheless
add some of Wordsworth’s poetry below my photos.
Standing alone, as from a rampart’s edge,
I overlooked the bed of Windermere,
Like a vast river, stretching in the sun.
With exultation, at my feet I saw
Lake, islands, promontories, gleaming bays,
A universe of Nature’s fairest forms
Proudly revealed with instantaneous burst,
Magnificent, and beautiful, and gay.
(William Wordsworth, The
Prelude Book IV)
After our cruise on Lake Windermere we visited Grasmere.
Rest in peace, William Wordsworth. I hope our visit did not
disturb you too much. We were only in your beautiful Lakes District for one
day.
John Stuart Mill, one of the most famous advocates of utilitarianism,
walked all over your Lakes District for the best part of a month in July-August
1831 and even spent about 4 days walking and talking with you.
After visiting Wordsworth, Mill told a good friend, John
Sterling:
‘all my differences
with him [Wordsworth], or any other philosophic Tory, would be differences of
matter-of-fact or detail, while my differences with the radicals and
utilitarians are differences of principle’. (See: Richard Reeves, John Stuart Mill, 2007, p 74.)
The best explanation of Mill’s views at that time seems to
be that he was somewhat confused after setting out to expose himself to a
variety of different views opposed to radical utilitarianism - the secular religion
of his youth. Mill did this following a mental crisis which he attributed to
realization that even if all his (radical utilitarian) objectives were realized,
he would not be filled with ‘great joy and happiness’. In addition to the views
of Wordsworth, Mill became strongly influenced at that time by French secular
messiahs, Saint-Simon and Auguste Compte. (Mill’s involvement in that brand of
secular religion has been examined by Linda Reader in her book, John Stuart Mill and the Religion of
Humanity, 2002.)
Mill embraced the poetry of Wordsworth because it helped him
to achieve a more tranquil mental state. I expect that vast numbers of people have been similarly helped by the imagery of the Lakes District conveyed
by Wordsworth’s poetry.
Tuesday, October 29, 2013
Do I understand the meaning of W B Yeats' epitaph?
I know that poetry can sometimes convey thoughts and
feelings that tend to get lost in prose. Nevertheless, I don’t read much
poetry. Reading poetry has always seemed like something that I could do when I
become older.
Even so, I have recently been reading some of the poetry of
W B Yeats. My interest was aroused by the epitaph on his gravestone in the
cemetery of St Columba’s Parish Church at Drumcliffe in County Sligo, when we
visited Ireland during August.
What could Yeats have meant by suggesting that we should
cast ‘a cold Eye’ on ‘Life’?
Before trying to answer that question it may be worth
considering why we should care what Yeats meant. I think we should show some
interest because he has been widely held to have been a
literary genius. He won the Nobel Prize for Literature in 1923, for what the
Nobel Committee described as ‘inspired poetry, which in a highly artistic form
gives expression to the spirit of a whole nation’. His poem, ‘Easter 1916’,
about the participants in the rebellion that occurred at that time in Ireland,
comes to mind as a poem that might warrant that description.
Beside the grounds of St Columba’s is this artistic feature,
sculpted by Jackie McKenna.
The figure is called ‘He Wishes for the Cloths of Heaven’,
after Yeats’ poem of the same name, and the poem is laid out in front of him:
‘Had I the heavens' embroidered cloths,
Enwrought with golden and silver light,
The blue and the dim and the dark cloths
Of night and light and the half-light,
I would spread the cloths under your feet:
But I, being poor, have only my dreams;
I have spread my dreams under your feet;
Tread softly because you tread on my dreams’.
Yeats seems to be widely esteemed in this part of the world.
This statue of Yeats can be found in Sligo.
There is also a Yeats memorial building in Sligo, with
displays providing information about his links with that region and other
aspects of his life.
There is a Yeats exhibition at the National Library in
Dublin, which contained among other things his response to a questionnaire
about creative effort. I was permitted to take some photos:
Yeats’ suggests that his creative efforts always involved
day-dreaming. He never waited passively for inspiration and always worked
systematically regardless of inspiration. He claims that his critical ability
was always active in his creative efforts.
Yeats’ epitaph is the last stanza of his poem, ‘Under Ben Bulben’. Ben Bulben is a mountain close to where Yeats is buried.
In a small booklet, entitled ‘The Eye of the Heart’,
available at St Columba’s church, Derick Bingham suggests that Yeats is saying:
‘If you are looking for answers as to what lies behind life
and death, I can’t help you. You must look somewhere else. Horsemen, pass by’.
That is one possible interpretation.
However, reading the epitaph in the context of the poem, it
seems that the horseman referred to is mythical superhuman creature ‘with an
air of immortality’. We are told in the poem that such horsemen and women now
‘ride the wintry dawn’ ‘where Ben Bulben sets the scene’.
I think the key to the meaning that Yeats was intending to
convey is in the following lines:
‘Many times man lives and dies
Between his two eternities,
That of race and that of soul,
And ancient Ireland knew it all’.
I think Yeats wants us to view life and death through the
cold eyes of mythical god-like beings of the ancient world.
That perspective leaves me cold. Is it not better to look at
life and death through human eyes? Perhaps contemplating whether those who have gone before have had happy lives can help us to consider how best to live our own lives.
Postscript
This is one of the most popular posts on my blog. I urge visitors to take a look at the comments provided below, some of which disagree with my understanding of the epitaph.
Postscript 2: April 6, 2020
A followup post with comment by Beth Prescott has now been posted: See: What did Yeats mean by "Horseman, pass by"?
Postscript
This is one of the most popular posts on my blog. I urge visitors to take a look at the comments provided below, some of which disagree with my understanding of the epitaph.
Postscript 2: April 6, 2020
A followup post with comment by Beth Prescott has now been posted: See: What did Yeats mean by "Horseman, pass by"?
Tuesday, October 22, 2013
Should we choose eudaimonia over hedonia?
Last week my attention was drawn to the findings of some
recent research, led by Barbara Fredrickson, which suggests that eudaimonia –
which can be described in broad terms as a sense of wellbeing associated with a
noble purpose or engagement in meaningful activities - provides positive health
benefits in protecting against a variety of human ills, including arthritis,
heart disease and viral infection. By contrast, the study suggests that hedonia
– a sense of happiness associated with pleasure, satisfaction and
self-gratification – has the opposite effects.
The findings are noteworthy because previous research has
suggested that both eudaimonia and hedonia are associated with improved
physical and mental health outcomes. I feel more inspired than surprised by the
findings. Like many other people I was brought up to believe that a noble
purpose can be protective, but in adult life I viewed that as more a matter of faith
than anything else. It is interesting to learn there may be a scientific basis
for such beliefs.
The research combined psychology tests to determine the
nature of happiness experienced by 80 healthy adults with a health check and test
of blood samples to assess gene expression associated with chronic stress and
antiviral responses. Barbara Fredrickson is a psychology professor at the
University of North Carolina. On this project she collaborated with a team led
by Steven Cole, professor of medicine and psychiatry, at the University of
California. (The research findings have been published in PNAS.)
Like previous studies, this study indicated that there is a relatively
high correlation observed between eudaimonic and hedonic indicators of
happiness (r= 0.79). People who score highly in terms of eudaimonic happiness
tend also to score highly in terms of hedonic happiness, and vice versa, but
there was nevertheless sufficient difference to enable the impacts of
eudaimonia and hedonia to be disentangled.
The authors’ conclusion is a bit complicated, but it seems
to be implying that if the ‘good life’ means a long and healthy life, then
eudaimonic wellbeing is superior to hedonic wellbeing.
However, there are some
important qualifications noted in the discussion:
‘In interpreting these results, it is important to note that
hedonic and eudaimonic well-being are not mutually exclusive approaches to
happiness, nor do they represent a simple typology or a tradeoff. Both types of
well-being share some common sources (e.g., perceived social connections) and
can reciprocally influence one another [i.e., positive affect predisposes people
to find positive meaning, and finding positive meaning increases positive
affect]. As such, the current finding that a purified index of eudaimonic
well-being (purged of shared variance with hedonia) predicts a more favourable pattern
of gene expression than does a purified index of hedonic well-being (purged of
shared variance with eudaimonia) says more about which form of well-being one
would not want to do without, rather than which form one would be better to
avoid. For people in whom one form of well-being outweighs the other, striving
predominately toward meaning may have more favourable effects on health than
striving predominately toward positive affect per se’. (References to cited
works have been omitted from the quote.)
I struggle to understand what some of that paragraph means –
the findings of the study seem to me to suggest that some kind of trade-off
between eudaimonia and hedonia must be involved, despite the existence of complementarity.
The issues involved appear a little clearer, however, when I bring my training
in economics to bear and think in terms of a possibilities curve that surrounds
all the combinations of eudaimonia and hedonia that it might be possible for an
individual to achieve.
I have drawn the possibilities curve to depict a trade-off
between hedonia and eudaimonia at most of the attainable points (i.e. between A
and B) but allowing some regions where single-minded pursuit of either hedonia
or eudaimonia might result in inferior outcomes. I draw the curve as concave to
the origin over most of its length because I imagine that the eudaimonic
benefits we can obtain by sacrificing a unit of hedonic benefits would tend to
diminish as we sacrifice more and more hedonic benefits. My reasoning is that
there are likely to be diminishing returns to devoting time both to activities
that produce high hedonic benefits and activities that produce high eudaimonic
benefits. I expect that single minded pursuit of hedonia might be
counterproductive for the same reason that J S Mill argued that happiness
cannot be obtained by seeking it (as discussed here previously). And I expect
that single minded pursuit of eudaimonia might be counterproductive for the
same reason that Aristotle argued that we need amusement – ‘for amusement is a sort of relaxation, and we need relaxation because
we cannot work continuously’. (That comes from the passage
in Nicomachean Ethics Book X, where Aristotle suggests that it would, indeed, be strange if amusement was your purpose in life and you
were to take trouble and suffer hardship all your life just
in order to amuse yourself.)
The sentence in the paragraph quoted above about the
findings saying more about ‘which form of well-being one would not want to do
without, rather than which form one would be better to avoid’, seems to
envisage a person who is at a point inside the possibilities curve, such as the
point at the question mark. A person in that position might be considering
whether to seek to become happier by moving in the direction of point H or
point E.
I should emphasize that the possibilities curve I have drawn
is based mainly on my speculations and may not be related to what Barbara Fredrickson
and her colleagues have in mind.
However, I think my diagram may have some value in considering
the information and practical wisdom we need to make sensible decisions about
how we live our lives:
- · First, we need to know ourselves well enough to know where we stand at present relative to the possibilities that are available to us.
- · Second, additional information (such as the findings about potential health consequences in the study discussed above) has potential to help us to choose wisely among the possibilities that are available.
My final point is the same as the point I made a few years ago in discussing whether J S Mill was correct in his rejection of Jeremy
Bentham’s claim that pushpin is a good as poetry. There doesn’t seem to me to
be much point in arguing whether eudaimonia is or is not superior to hedonia.
The important issue is about obtaining balance in one’s life.
Tuesday, October 15, 2013
How does 'democratic failure' threaten progress?
In Chapter 8 of my book, Free to Flourish, I suggested that the greatest threat to human progress over
the next few decades is that democratic governments will not be able to cope
with their expanding responsibilities. I noted that increased public disorder
is already evident in Europe and is likely to become more widespread as people
become increasingly aware that governments cannot deliver on the promises they
have made.
There is a risk that failing democracies will be replaced by
authoritarian regimes that have little regard for human rights. Even if
democracy limps on, however, over-expansion of the responsibilities of
government seems likely to bring progress to an end in many societies.
Progress ends at the point where societies cease to be able
to offer expanding opportunities for individual human flourishing.
From an economic perspective, the most obvious threat to
progress posed by expansion of the responsibilities of government has to do
with the economic costs of high levels of government spending, high taxation
and excessive regulation. Government spending has to be paid for sooner or
later by collecting revenue from citizens and (as every economist should know)
the economic cost of taxation rise disproportionately with tax revenue. There
are also economic costs associated with forms of government spending and
regulations that divert resources to less productive activities or weaken
incentives for efficient resource use. As a general rule, the further the
activities of government extend beyond core functions in which government has a
comparative advantage, the more likely it is that progress will be stifled.
However, that kind of analysis understates the threat to
progress posed by expansion of government responsibilities because it assumes that
governments act in the interests of the broader community and that all
governments have competence in taxing, spending and regulating to pursue agreed
objectives. Democratic processes may reduce some of the problems of such government
failure, but democracy doesn’t provide much assurance that governments will pursue
objectives that are in the interests of the vast majority of citizens, or that
the activities of government will be undertaken efficiently. Democracy doesn’t
prevent voters from developing inflated expectations of what governments can do
– politicians often encourage inflated expectations in competing for votes.
Democracy doesn’t ensure that individuals have the opportunity to discover and
pursue whatever it is that enhances their own wellbeing and the responsibility
to manage their own lives; it doesn’t prevent people from being relieved of important
responsibilities – such as education, health care, saving for retirement. Democracy
doesn’t prevent governments from becoming captive to interest groups in
industry, the community and the public sector, and to pursue the interests of
those groups at the expense of the rest of the community. The absence of market
disciplines in the public sector makes public sector activities particular
prone to corruption and inefficiency, even in democracies.
As a consequence of such democratic failure there is a
tendency for the responsibilities of government to expand until economic
disaster threatens. The point at which this occurs differs greatly between
countries, depending on the extent of corruption and inefficiency. For example,
Greece was well on the way to an economic crisis before its government spending
as a percentage of GDP reached levels comparable to those in Sweden, which is
often held up as a prime example of a country with big government.
Another symptom of democratic failure is difficulty in
changing course when disaster threatens. Again, a comparison between Sweden and
Greece is appropriate. When disaster threatened in the early 1990s, Sweden was
able to introduce reforms to contain the growth of government spending, reduce
marginal tax rates and regulate more efficiently. Despite the high level of
government spending in Sweden - still around 50 per cent of GDP – there is some
prospect that opportunities for individuals to flourish will expand over time
in that country. Gallup poll data suggest some increase in average life satisfaction
in Sweden over the period from 2005-07 to 2010-12 and that Swedes are
optimistic that their lives will improve further over the next five years.
By contrast, Greece has shown much less ability to introduce
the reforms needed to avert economic disaster, even though successive governments
in that country have known that public debt problems were looming since before
2001, when Greece joined the Eurozone. The consequence has been a fall of about
20 per cent in Greece’s GDP since 2008. The average unemployment rate in Greece
has been about 28 per cent this year and youth unemployment over 60 per cent. Over
the period from 2005-07 to 2010-12, average life satisfaction in Greece
declined from 6.3 to 5.4 (on the Cantril scale in which the ‘best possible life’
is given a value of 10 and the worst possible life a value of zero). Greeks
have become pessimistic about the future – the average Greek expects life to
get worse over the next five years.
It would be nice to be able to contrast the experiences of
both Sweden and Greece with those of a country that can be held up as a model
of ideal democratic governance. Unfortunately, no country comes to mind. Institutional
innovations have resulted in improved policy outcomes in some countries, but I
don’t think any one country deserves to be held up as a model of ideal
governance.
The growth of inflated expectations of what governments can
do seems to be a common pattern throughout the democratic world. It is also
common for responsibilities of government to expand until crisis threatens.
As we have seen, what happens at that point is of critical
importance. If policy reforms are introduced to contract the responsibilities
of government, that enables opportunities for individual human flourishing to expand
over the longer term. If reform is too little and too late there is the
prospect of following Greece down the path toward widespread misery. Unfortunately,
a Greek tragedy may await many countries, particularly in Europe, where democratic
failure seems to have become too deeply entrenched for substantial reforms to
be implemented.
Tuesday, October 8, 2013
How should virtue ethics be applied in the pursuit of happiness?
Jeffrey Sachs has described his essay, ‘Restoring Virtue
Ethics in the Quest for Happiness’ as highly speculative. That description is apt in my view, even though the idea of
restoring virtue ethics does deserve serious consideration. (The essay was published
recently as Chapter 5 in the World Happiness Report 2013.)
Jeff begins by establishing that before the modern era, virtue
and happiness were seen to be inextricably intertwined. Happiness was seen to
be achieved by harnessing the will and the passions to live the right kind of
life. He goes on to argue that, over several centuries, virtue ethics has
largely been replaced by utilitarian considerations, resulting in greater
hedonism and consumerism.
I agree that people have come to think of happiness
as being largely about feelings – about pain and pleasure, or positive affect
and negative affect, rather than about tranquility, equanimity or spirituality.
And, for many people, the pleasure of immediate consumption seems to have
encroached upon the virtue of prudence.
Jeff takes this argument much further. He suggests
that in the early decades of the 20th Century (the Roaring 20s)
‘America slid into an ethos of ‘hyper-commercialism, untethered by ethical,
religious, or philosophical constraints’. He suggests that since then the
prevailing ethos has been that happiness ‘was more and more to be found in
personal wealth, pure and simple’. He follows Wilhelm Ropke in suggesting that
the ubiquity of advertising and the other ‘dark arts of persuasion’ are undermining
social values and ethics. He also shares Ropke’s concerns that financial
innovations are undermining the fragile restraints that induce households to
save for the future.
Jeff argues that hyper-commercialism is the dominant ethos in the United States today. He also claims:
‘Hyper-commercialism has failed to lift average US happiness
for more than half a century, even as per capita income has tripled. In Figure
2.3 of this report, the US ranks just 17th in happiness, though it
has a higher income per capita than the 16 countries ahead of it, with the
exception of Norway’.
However, I don’t think Jeff has established that hyper-commercialism
is the dominant US ethos. It seems to me that what Jeff describes as ‘hyper-commercialism’
is normally referred to in less inflammatory terms as ‘materialism’ - a preoccupation
with or emphasis on material objects, comforts and considerations at the
expense of spiritual, intellectual, or cultural values. Whereas
hyper-commercialism is linked exclusively to commercialism, materialism could
have a number of different causes. Businesses certainly try to tempt people to
buy the things they sell, but they were not alone in encouraging materialism.
The 20th Century was also prime time for industrial and political
movements which promoted materialism by encouraging people to agitate for
improvement in the material conditions of their lives. Practitioners of the
politics of envy have been active in America in encouraging people to become
discontented, even though they have been less successful than in some other
parts of the world.
The idea that materialism has become dominant seems to me to
understate the ongoing influence of ethical constraints and non-commercial values
in the United States. Views about anti-social behaviour have moved in favour of
greater government regulation, and opportunistic and untrustworthy behaviour is
widely discouraged. Moralists and even some entertainers preached against materialism
during the 20th Century, as in earlier periods. Their view has
gained impetus in recent years as scientific evidence has emerged that people
whose main goal in life is to become wealthy tend to become unhappy if they
fail to attain that goal.
Jeff also seems to have overlooked the possibility that
people might have chosen to become more materialistic in their outlook even in
the absence of urging by commercial and political interests. Is it not possible
that we have come to want the material objects that make our lives more comfortable
and provide us with better travel and communication possibilities as they have
come into existence and as we have come to learn how they can improve our lives?
My casual observations suggest that it is possible. For example, when I visited Bhutan it seemed obvious to me that many of the people who live there still want
access to the material objects of the modern world, even though they have been
exposed to little advertising.
The evidence that Jeff cites of no increase in average
happiness in the US for more than half a century is contradicted by evidence from the Pew Research Center and the Gallup Organisation that since 1964 the
proportion of Americans saying that their life today is better off than five
years ago has generally far exceeded the proportion saying that their life
today is worse than five years ago. It seems to me that the latter surveys are
more reliable because they require respondents to evaluate their current and
past lives on a directly comparable basis.
The point that Jeff makes about average happiness in the US
ranking below that of some countries with lower incomes invites an inspection
of the reasons why the US ranking is lower, to see whether they provide support
for speculations about hyper-commercialism. I don’t see any obvious evidence in
support of Jeff’s speculations in Figure 2.3 (to which he refers in the passage
quoted above). Perceived levels of social support and generosity are comparable
to those in the highest ranking countries. The Figure suggests that the areas
in which the US performs more poorly than the highest ranking countries are perceptions
of corruption and freedom to make life choices – which are not linked in
obvious ways to hyper-commercialism. Further research is required to understand
why people in the US perceive corruption to be high and their freedom to be
restricted.
It is fairly clear from what I have written that I disagree
with a fair amount of the reasoning by which Jeff comes to the view that virtue
ethics should play a larger role in the quest for happiness. Nevertheless, I
agree with him that we should be seeking some kind of ethical consensus as a
guide to public policy. In Free to Flourish (and on this blog) I have suggested that the concept of a good
society – a society that is good for the people who live in it – could be a useful
focus for thinking about this issue. I have suggested that there would be
widespread agreement that a good society would have three important characteristics:
·
a set of institutions that enable its members to
live together in peace;
·
widespread opportunities for its members to live
long and healthy lives, and to pursue their economic, educational, cultural goals;
and
·
a degree of security against misfortunes such as
accidents, ill-health, unemployment and environmental disasters.
Finally, I agree with Jeffrey
Sachs’ suggestion that more attention should be given to monitoring individual
norms regarding honesty, trust and other aspects of virtue ethics. The state of
the social fabric is clearly of fundamental importance to the pursuit of
happiness.
Tuesday, October 1, 2013
What has happened to average world happiness levels since the GFC?
Despite the Global Financial Crisis (GFC) and its aftermath,
there has been a small improvement in average life satisfaction of the world
population over the period from 2005-07 to 2010-12. That finding is based on data from the Gallup World Poll, and is reported in the World Happiness Report 2013 edited by John Helliwell, Richard
Layard and Jeffrey Sachs.
Add caption |
Chapter 2 of the World
Happiness Report indicates that increases in average life satisfaction
occurred mainly in Latin America and Caribbean countries, the Commonwealth of
Independent States (Russia and other former Soviet countries), East Asia,
Sub-Saharan Africa and Southeast Asia. It suggests that these increases were
offset to a large extent by declines in the Middle East and North Africa, South
Asia, Western Europe and NANZ (North America, Australia and New Zealand).
Significant improvements in average life satisfaction
occurred in 16 of the 21 countries in Latin America and the Caribbean and
significant declines occurred in only 2 of those countries. The increases for Ecuador,
Nicaragua, Paraguay, Peru and Chile were all greater than 0.7 (on the zero to
10 Cantril scale), putting those countries among the top 12 countries in the
world in terms of improvement in average life satisfaction.
The pattern was more varied in other regions. For example,
average life satisfaction declined in 7 of the 17 countries of Western Europe
but increased in 6 of those countries. Average life satisfaction declined in
the United States and New Zealand, but did not change much in Canada and
Australia.
Analysis in the report suggests that the main reasons for
the improvement in life satisfaction in Latin American and Caribbean countries
was growth of average income levels, combined with substantial declines in
perceived corruption and a substantial improvement in life-choice freedom.
The Report includes a special analysis of the reasons for
the decline in life satisfaction in Greece, Spain, Italy and Portugal, the four
countries of Western Europe in which life satisfaction declined to the greatest
extent during the Eurozone crisis. The declines in life satisfaction in those
countries were far greater than could be explained by the decline in income
alone. Declines in perceived life-choice freedom, social support and generosity
and increases in perceived corruption went some of the way toward explaining
the decline in life satisfaction, but left a substantial amount unexplained.
Inclusion of unemployment in the analysis suggested that this variable also had
a significant independent impact.
The authors note that Greece stands out among the four
countries as having the largest decline in life satisfaction that cannot be
explained by any of the above factors. They suggest that another factor that
might be of particular importance in Greece is a decline in trust in key
institutions, such as the legal system.
It might have been illuminating to include Ireland in this
analysis because that country was also severely affected by the GFC and still has
an unemployment rate of 14%, which seems alarmingly high even though only about
half the rate in Greece and Spain. In
contrast to the four countries included in the analysis, average life
satisfaction levels in Ireland remained virtually unchanged over the period
considered.
The time has come to discuss why I think the Report may
actually understate the extent to which most people in the world have perceived
their lives to have improved since the GFC. In my view there is a problem in
attempting to measure changes in world happiness levels by comparing the
results of successive surveys. The problem arises because the measurements have
been made relative to a reference point – perceptions of the best possible life
– that changes over time, and changes to a different extent in different parts
of the world.
It seems to me that while it would be reasonable to expect
that people in Europe would not have changed their perception of the best
possible life to any great extent over the last five years, that is unlikely to
be true of people in a country such as China, where high levels of economic
growth would have been accompanied by broadening horizons and rising
aspirations. I think that means that the World
Happiness Report has probably tended to understate progress toward a better
quality of life in countries with relatively rates of economic growth and thus
to understate the increase in average happiness levels of the world population.
Perhaps it would help to clarify the point I am trying to
make if I elaborate on the implications of rising aspiration levels in China for
measurement of happiness. I noted on this blog a few years ago that
Gallup data for 2008 indicates that the rating the Chinese gave to
‘life five years ago’ is lower than the average life satisfaction rating for
just about every country in the world outside Africa. I also noted that the
rating the Chinese gave to their lives five years ahead was higher than average
life satisfaction in some western European countries. I went on to predict:
‘When they appraise their current quality of life in five
years time they will realize that they still have somewhat further to go before
attaining “the best possible life”. But they are not likely to become
discontented while they continue to experience the economic growth they have
come to expect’.
The World Happiness
Report shows only a small improvement in average life satisfaction in
China, from 4.7 in 2005-07 to 5.0 in 2010-12. We don’t have data on how much
the Chinese have perceived their lives to have improved over the last five
years, but it could well be by about the same magnitude as the improvement they
perceived in the five years to 2008 (1.2 points). What we do know is that the
Chinese remain just as optimistic about the prospects for improvement in the
quality of their lives over the next five years as they were in 2008 (with an
average improvement of 1.5 points expected in both instances).
We can be confident that the current optimistic expectations
of the Chinese people will not be fully reflected in their average happiness
levels in five years time because expected improvements in the quality of life in
China over that period are likely to be accompanied by a further elevation in perceptions
of the ‘best possible life’. Even if optimistic expectations are met concerning
economic growth and other relevant factors, it is likely that there will be
little increase in average happiness levels in China. Changes in the average
happiness data provide little information on the extent to which people in
China perceive that their lives are improving.
If we want to know the extent to which Chinese people perceive
that their lives are continuing to improve we need information on the rating
they give to their past lives that is comparable to the rating that they give
to their current lives. As noted above, in the past the Gallup organization has
in the past collected data on ‘life five years ago’ when collecting evaluations
of ‘life today’. Unfortunately, this information has not been collected in
recent surveys. Hopefully, the relevant information will be collected regularly
in future.
Tuesday, September 24, 2013
How does meditation affect word mongering?
Teach Us to Sit Still seemed
like an appropriate title for a book to read on the flight from London to
Sydney a couple of weeks ago. The book, written by Tim Parks (a successful
author who was shortlisted for the Booker Prize for his novel, Europa) turned out to be an even better
choice than I had expected. The book provided me with a timely reminder of the
benefits of Vipassana meditation. When I became too tired to read, I put on my
eye mask and spent a couple of hours observing the sensations arise and pass
away. That is something that I should do more regularly.
Tim has a delightfully dry sense of humour, which he has
used to good effect in this book to tell the story of how he overcame severe
pelvic pain that had made his life miserable. The medical profession was unable
to find the cause of his problem, but Tim found that ‘paradoxical relaxation’ helped.
This technique involves calmly identifying and observing tension without trying
to relax it; the paradox is that the muscles eventually relax themselves.
Tim’s massage therapist told him that ‘paradoxical
relaxation’ had some similarity to Vipassana meditation and he decided eventually
to attend a Vipassana course.
Although his immediate problem was cured, Tim felt that there was much work
still to be done – predators ‘prowled the borders of the small haven of
comfort’ he had staked out.
Tim approached Vipassana with irreverent scepticism, but
this did not prevent the experience from having a profound impact. I want to
focus here on the impact it had on his desire to continue to be a successful
author.
At one point in his first meditation course, Tim is
reflecting on the relationship between novels and life. He notes that the
novels that ‘most accurately, intensely and wonderfully’ imagine life tend to
keep us away from life: ‘If it is life we want, we put the book down’. This
leads him to consider his own thought processes:
‘First the emotion, then the excited
reflection on emotion, attempting to divert it from its initial function, to
enroll it in my career project, to turn it into smartness and writing’.
During his second meditation course Tim accepts that the
time has come to face up to ‘simply being here, instead of taking refuge in
writing about being here’. He comes to consider the possibility that his former
illness might be a consequence of his successful writing career:
‘Nor was it unthinkable that the strange pains I had been
feeling had in some way to do with all those years sitting tensely, racking my
brains over sheets of empty paper, building up hopes, rejoicing over some small
achievement, overreacting to setbacks and disappointments. And it was true that
if you placed yourself, or your attention, as it were beside these pains, if you just sat together with them and let them
be, not reacting or wishing them away, they did in the end subside. Likewise
the thoughts’ … .
The passage goes on with Tim acknowledging that he had
sensed the first hints of equanimity. He concludes:
‘All you have to do now is stop writing … and you’ll have
clinched it. You’ll have changed forever’.
When Tim tells the meditation teacher, John Coleman, that he
is thinking of giving up his writing career, Coleman responds:
‘You know a lot of people come to these retreats and get it
into their heads they should retire to a monastery or something. I can’t see
why’.
Tim didn’t think that response was helpful; it didn’t
resolve the conflict that he saw between word mongering and experiencing life.
So, how did Tim resolve that conflict? Well, he obviously didn’t
stop writing. He has written a couple of other books since writing Teach Us to Sit Still, including the
novel, Sex is Forbidden (first
published as The Server). And some of
the things he has written suggest that he still sees the potential for
conflict. For example in an article entitled ‘The Chattering Mind’, for the NYR Blog, Tim suggests that modern authors are obsessed with mental suffering and
impasse: ‘Slowly you get the feeling that only mental suffering and impasse
confer dignity and nobility’.
I have just read Sex
is Forbidden to see whether it sheds any light on the effect that meditation
had on Tim’s writing. This novel tells the story, in first person, of a rather naughty young woman who has
spent several months at a meditation institute
both as a meditator and as a voluntary helper (server) following a
traumatic experience. Despite segregation of sexes at the institute, the young
woman almost ends up in another relationship with an older man, after she
stumbles on his diary and reads it. The main character is likeable, the challenges
facing her are interesting and the story-line seems plausible. At the end,
however, I was left unsure of how well Tim had actually managed to capture what
might be happening in the mind and emotions of the young woman. (I went looking for
reviews by women, but the only review I found that attempted to deal with the
issue was by an opinionated man.)
The relevant point, however, is that while this novel is
focused on mental suffering it manages to end on a hopeful note. We know that
while the main character is unlikely to live happily ever after, her chances of
living a happy life have improved.
Tim made a similar point in an interview with Jan Wilm:
‘So has meditation
changed my writing? I’m not sure. … What I am talking about in a lot of my
books is this process whereby you get yourself into a position from which there
is no way out. Which is also a way of saying, the whole way you’ve structured
your mental life actually doesn’t fit the nature of reality, because when you
carry on in the way your map tells you to, you always end in a place on the
territory where there’s nowhere to go. A lot of life feels like that to me. The
different thing about The Server—and I was quite surprised about
this when I wrote the end of the novel—is that here there is a feeling that, if
nothing else, that period in the meditation retreat has helped these two people
to avoid one more catastrophe, one more dead end. And that the girl, if not the
man, has maybe moved on ever so slightly. She is not stuck, she seems able to
move forward. I was quite surprised by my optimism’.
Tuesday, September 17, 2013
Why was Northern Ireland a highlight of our tour of the British Isles?
There were many highlights of our recent tour of Britain and
Ireland, but the visit to Northern Ireland will stick in my memory. Before we
went there I knew that it was now a safe place for tourists to visit, but I had
not grasped how much the conditions of life of the people who live there have
improved since the Good Friday agreement was signed 15 years ago.
My first surprise was that crossing the border from the
Republic to Northern Ireland was less noticeable than crossing from England to
Wales. If we had not been told to look out for a change in the colour of the
lines marking the edge of the road, we would not have known that our bus had
crossed the border between the Republic of Ireland and the United Kingdom.
As expected, you don’t have to drive far in Northern Ireland
before seeing evidence of division, with some communities displaying the Union
Jack and others displaying the flag of the Republic. There are also plenty of
murals, like this one, to let you know the feelings of the local communities.
However, people seem to be able to travel freely. Apparently
it has become common for Protestants living in Northern Ireland to take a drive
into the Republic. They have an incentive to do this because fuel is cheaper in
the Republic. That is probably attributable to some kind of regulatory
distortion, but it is nevertheless a hopeful sign when people put aside their
prejudices to take advantage of economic opportunities.
Ronan McNamara, our local tour guide in Derry, or
Londonderry (if you prefer), gave us a message of hope. He suggested that the
vast majority of people in Northern Ireland now just want to get on with living
their lives and leave sectarianism behind.
I was also surprised to learn that the unemployment rate in
Northern Ireland is now below the average rate for the UK. (The unemployment
rate for NI was 6.9% in June 2013, compared with 7.7% for the UK. The
corresponding figure for the Republic was 13.5%, reflecting the uneven impact
of the global financial crisis.)
We saw some symbols of hope in both Londonderry and Belfast.
The Peace Bridge is a
cycle and footbridge across the River Foyle in Derry, which opened in
June 2011, to improve access between the largely unionist 'Waterside' and the
largely nationalist 'Cityside'.
The so called ‘peace walls’, built to separate the
Protestant and Catholic communities in Belfast, are still very much in evidence
and the gates are still closed at night. But the black cab drivers take
tourists to see the murals on both sides of the walls. We were encouraged to
add our messages to one of the walls.
I was impressed by the message left by Angus from Australia,
last year.
The message I left would come as no surprise to regular
readers of this blog.
Our trip to Northern Ireland has left me with a somewhat different
perspective on the ‘troubles’ in Northern Ireland. I had to visit Belfast before
I fully appreciated that the ‘troubles’ were the last smouldering embers of
ongoing sectarian violence that has infected the British Isles since the
dissolution of the monasteries during the reign of Henry VIII. It will help me
to make the point if I present a couple more photos taken in Northern Ireland in
historical context, relating to other things we saw as we travelled around the
British Isles. My efforts in doing this
have been aided by the gruesome stories of warfare that our travel director,
Paul Murphy (from Glasgow), told us as we travelled though the peaceful
countryside of Britain and Ireland.
The ruins of Glastonbury Abbey are an appropriate place to
begin. Before Glastonbury Abbey was closed by Henry VIII in 1539 it was one of
the largest and most famous English monasteries. The dissolution of monasteries combined
revenue-raising with religious persecution as buildings and other assets were
seized by the Crown, to be sold off or leased, while monks and nuns were
dispersed.
Now, fast forward to 1623 and the reign of James I. Although
James was tolerant toward loyal Catholics, he decided that the best way to subordinate
the people of Ulster (which was the last part of Ireland resisting British
rule) was by colonising the area with Protestants from England and Scotland.
Part of this colonisation involved building the heavily fortified city of
Londonderry, so named because of investment from the City of London. The city
walls are still intact despite the siege of 1689.
Before we can discuss the siege of Derry we need to skip
past the English civil war, Oliver Cromwell’s suppression of the Royalists in
Ireland, which led to confiscation of land owned by Catholics in Ireland, and the
restoration of the monarchy which brought James II, a Catholic, to the throne. Although
James II showed some degree of religious tolerance, influential members of
Parliament became increasingly concerned about his religious beliefs and his
close ties with France. So they brought about the Glorious Revolution of 1688,
which involved Parliament inviting William of Orange to ascend the English
throne as William III of England, jointly with his wife, Mary II
of England.
I have previously suggested on this blog that the Glorious
Revolution was an important milestone in replacing tyrannical government
because it was followed by the Toleration Act of 1689, which gave formal recognition
to religious pluralism and was an important step toward giving equal rights to
followers of all religions. That is still my view, but some of my ancestors (those
from Ireland) would have had some difficulty in accepting that the revolution
brought about by William and Mary was glorious.
James II fled to Ireland and assembled his supporters to
begin undoing the Protestant land settlement. In April 1689 he presented
himself before the walls of Derry - and so the siege began. After 105 days,
however, Williamite ships allowed supplies into the starving town. William of
Orange subsequently met James at the Battle of the Boyne and defeated him. That
is why we see William III portrayed prominently in this mural in a Protestant
area of Belfast.
Our story continues as the Williamite forces went on to
control Ireland, with the exception of Limerick, which they lay siege to. The
Jacobite forces surrendered after the signing of the Treaty of Limerick, promising
religious toleration among other things, on the Treaty Stone in the photo
below.
That might have been a good place to end this story, but the
Irish parliament, representing landowners who subscribed to the (Anglican)
Church of Ireland, dishonoured the Treaty. While Catholics were not prevented from
practicing their religion, a series of penal laws prevented them from owning
land, practicing law, holding public office and bearing arms. Catholics and Calvinists
were also required to pay tithes to support the Church of Ireland.
In 1745, on the other side of the Irish sea, the Jacobites
led by Bonnie Prince Charlie attempted to take back the English throne. His
army had some initial success, but he failed to obtain the English and French support
needed to beat government forces. His army was massacred on the battlefield at
Culloden, shown below.
In the aftermath of Culloden, the Scottish Highlands were
disarmed, Gaelic was banned and the wearing of tartan was made a hanging offence
for a time.
Discrimination against Catholics began to diminish from
about 1760 onwards, in response to agrarian unrest in Ireland and the emergence
of a reforming minority, urging greater respect for individual rights, among those
in power in London. The process of granting equal rights to people of all religions
occurred gradually in a series of steps and is still not complete. The Church
of England still has links to the state and while citizens of the United Kingdom
have freedom of religion, the sovereign does not have that freedom.
One of the things I think we can learn from the history of
the British Isles is that freedom of religion and respect for individual rights
emerged as a kind of stalemate from a long series of conflicts. Those in power
gradually came to accept that it was counterproductive to try to force people
to change their beliefs or to discriminate against them because of their
beliefs. They came to accept that suppression just led to rebellion at a later
stage.
When we travelled around the British Isles we saw a great
deal of evidence that this was a very violent part of the world only a few
hundred years ago. But without visiting Northern Ireland, this evidence would have
seemed as though it had been planted for the benefit of tourists. Britain and Ireland
are, for the most part, incredibly peaceful places where the vast majority of people
are obviously willing to ‘live and let live’. It was good to learn that there are now strong grounds to hope that Northern Ireland will be able to stay on track to become as
peaceful as the rest of Ireland and Britain.
Tuesday, September 10, 2013
How much will the change of government change Australia?
I returned to Australia last Saturday, just in time to vote,
after having spent a month travelling around Britain and Ireland. That means I had
the good fortune to miss the election campaign.
However, missing election campaigns is not always an unmixed
blessing. The last time I missed an election campaign, in 1983, when the Hawke
government was elected, the country seemed to change in my absence in ways that
I found difficult to understand. Prior to leaving Australia I think there was a
fairly common perception, which I shared, that Bob Hawke was a divisive figure in Australian politics. After I returned just a
few weeks later, it took some time for me to adjust to the fact that Hawke had
come to be widely viewed as a national leader, capable of bringing the nation
together to deal with difficult issues. The mood of the country seemed to have changed
while I wasn’t looking.
I don’t think I missed much by being absent during the most
recent election campaign - there doesn’t seem to have been any marked change in public mood. It was predictable that voters who were having doubts
in 2010 about the leadership offered by the old Kevin Rudd, would realize during
the campaign that the new Kevin was still the same person. It was also
predictable that people who were having difficulty bringing themselves to vote
for Tony Abbott prior to the campaign would not suddenly see him as offering
inspiring leadership. The issue was whether Tony would be able to demonstrate
during the campaign that he had learned how to keep his foot out of his mouth.
How much will the change of government change Australia?
There are some who argue that when the government changes, the country always
changes. Paul Keating famously put that view to voters in 1996, as his period
as prime minister was drawing to a close. I suppose some of the people who decided to
vote for John Howard would have disagreed with Keating’s warning, but others
would have actually wanted the country to change.
In my view, the Howard government did not actually change
the country to a huge extent relative to the course that had been set by the Hawke
and Keating governments. The size of the federal government (measured in terms
of cash payments as a percentage of GDP) contracted from 25.6% in 1995-96 to
23.1% in 1999-00, and then rose again, peaking at 25.1% in 2000-01. The trend
toward greater centralisation of power in Canberra continued unabated. There
was a change of style and some change of emphasis – possibly including greater
enthusiasm for privatisation of government business enterprises - but the
direction of policies did not change to any great extent until the final term
of the Howard government.
In its final term the Howard Government introduced ‘work
choices’ in an attempt to further free up the labour market. The net result,
however, was one step forward and two steps backward. The reform encountered so
much political opposition that it helped Kevin Rudd and Julia Gillard to gain
power and introduce tighter labour market regulations than had existed prior to
the Howard reforms.
In my view, the Rudd-Gillard-Swan governments changed the
country to a much greater extent than could reasonably have been anticipated in
2007, when Rudd came to power. As well as the change of direction in industrial
relations, the emphasis of policies turned towards redistribution of wealth as
opposed to wealth creation with the introduction of an additional tax on mining
profits. The change of style of government in the Rudd era – a prime
minister with delusions of infallibility announcing policy on the run – made
government seem chaotic. The Rudd-Gillard-Swan governments also brought about a
substantial expansion in size of government – cash payments rose from 23.1% of
GDP in 2007-08 to 26.1% in 2009-10. On the positive side of the ledger, the changes
to health policy are possibly having positive outcomes (but I haven’t seen the
evidence) and changes to education policy might also be positive. However,
these policy changes have occurred at the expense of further centralisation of
power in Canberra.
There seems to be a widespread expectation that the Abbott
government will cut back the size of government, but I’m not sure that view is
warranted. The government will probably reduce the number of federal public
servants, but when election promises of increased spending are taken into account it
seems unlikely that there will be a substantial reduction in government
spending.
It is possible that the new government could take action to
reform federal-state relations, by retreating from some policy areas that are
more appropriately dealt with by the states. However, I will not be holding my
breath waiting for that to happen. As noted a few years ago in my review of
Tony Abbott’s book, ‘Battlelines’, he
seems to be in favour of greater centralization of power in Canberra.
Perhaps the government will move on tax reform in its second
term of office. But the most likely outcome will be a higher rate of GST to
raise more revenue. If we continue to drift toward a European style welfare
state, we will need a European style tax system to fund it!
I am not sure that we can even expect the new government to
maintain policies favourable to free trade. Policies proposed with respect to
‘dumping’ suggest a lack of understanding of normal business practices and the
role of international competition in the economy.
Postscript:
I had intended to mention that I was prompted to begin thinking about this question by a post last week on Jim Belshaw's blog. Jim's post was entitled: 'What can we expect of a new Coalition Government?'